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that it means. Marshall, in the course of his long violation of his right to withhold the commission. service as Chief Justice, construed and expounded Acting upon this theory, Marbury applied, at the for the first time, nearly all the leading provisions December term, 1801, of the Supreme Court, for of the Constitution, and in this he performed an a mandamus to Madison, commanding him to deoriginal work of the most transcendent import- liver the commission. ance, and one which it is the universal conviction no one else could have performed as well. But the work, after all, was that of a judge and not that of a statesman, since he was confined to the written text of the Constitution. It was this supreme work of Marshall that carried our Constitution success fully through its early and perilous stages and settled it on its present firm and immovable foundations.

Marshall had the good fortune, common to other judges, "to connect his reputation with the honor and interests of a perpetual body of men." But in addition he had the golden opportunity, which he promptly took by the hand, the singular, the solitary felicity, of connecting his name and fame imperishably with the origin, development and establishment of constitutional law and liberty in the great American Republic. He is, therefore, entitled to be regarded as something more than a mere commentator. He is, more than any other man,

entitled to be called the creator of our federal constitutional law and jurisprudence.

I proceed to make good this proposition, so far as the limits of this occasion will permit, by a reference to some of his great constitutional judgments, albeit they are in their general features so familiar.

The opinion finally delivered in this case is one of the most important of Marshall's great judgments. It was concurred in by the whole court, and laid down the following propositions:

1. That the appointment was complete and vested in Marbury a legal right to the office, and that to withhold the commission violated his legal right.

This proposition is not one of constitutional law, and I will not further notice it, except to say that its principle was regarded as sound by the Supreme Court more than seventy years afterwards in a case against Secretary Schurz, decided in 1880. 2. That mandamus was an appropriate legal remedy to enforce the delivery of such a commission, and that the writ might issue from a court of competent jurisdiction against the secretary of State, commanding him to deliver it.

That the writ might issue against the secretary of State, the immediate representative of the president, is a proposition of constitutional law of the utmost gravity. It was strenuously urged that under the theory of the Constitution the executive, the legislative and the judicial branches were of equal dignity, co-ordinate and independent of each other, and that the court had no more power to control the other departments in the discharge of any duty than the others had to control the court, and in

MARBURY'S CASE THE FOUNDATION OF OUR CON- the argument it was strongly objected that the ap

STITUTIONAL LAW.

The court, at the very next term after Marshall's appointment, was required to consider a case which lies at the foundation of American constitutional law. The circumstances out of which it arose invested it with a popular, as well as a legal interest. Briefly stated, they were these: Towards the expiration of Mr. Adams' term as president he appointed a number of justices of the peace for the District of Columbia, which the senate confirmed. Commissions to these officers, among them Mr. Marbury, had been made out, signed by the president, as the Constitution requires, sealed with the seal of the United States, and were ready for delivery, but remained undelivered in the office of the secretary of State at the time Jefferson became president. The office was not one to which the president's power of removal extended. Mr. Jefferson's opinion was that the appointment was incomplete until consummated by delivery of the commission, and he forbade Mr. Madison, who was his secretary of State, to deliver the commission to Marbury.5 Marbury contended that, having been appointed by the president, confirmed by the senate, and his commission signed and sealed, the appointment was complete and vested in him a legal right to the office, and that it was a

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plication for the mandamus was an attempt to intrude into and intermeddle with the prerogatives of the executive. As a corollary, it was claimed that every officer of the executive department of the United States was exempt in all cases from judicial interference or control.

It is readily perceived that this was a question of far-reaching and permanent importance, since it necessarily involved a determination of the extent and limits, respectively, of the executive and judicial power. The question was novel. It had never before arisen in the Supreme Court, and was of a nature which could not arise in any other country. It was deliberately considered, and the court asserted the principle that public officers of the United States may be judicially compelled to perform any plain, specific, legal duty not political or discretionary in its character. Referring to Marbury's case, one of the greatest of constitutional judges in this country, the late Mr. Justice Miller, declared that "the immense importance of this decision (Marbury v. Madison), though in some respects obiter, since the court declared in the end that they had no jurisdiction of the case, may be appreciated when it is understood that the principles declared, which have never since been controverted, subjected the ministerial and executive officers of the government all over the country to the control of the courts in regard to the execution of a large

part of their duties, and whose application to the the consideration of the Supreme Court of the very highest officers of the government, except, United States and received a clear and elaborate perhaps, the president, has been illustrated in nu- discussion. The power and duty of the judiciary merous cases in the courts of the United States. to disregard an unconstitutional act of congress, In fact," he says, "its assertion or denial makes or of any State legislature, were declared in an just the difference, as Marshall tersely said in that argument approaching to the precision and ceropinion, between a government of laws and a tainty of a mathematical demonstration." 9 government of men.'"6

More impressive and emphatic still is the utterance of one of the most eloquent and able lawyers of the American bar:

That is to say, if this is a government of laws, then the officers of the law must obey the law, and Marbury was entitled to the delivery of his "I do not know," said Rufus Choate, "that I commission. If it is a government of men, as discan point to one achievement in American statestinguished from laws, it means that Marbury's legal manship which can take rank for its consequences rights might be conclusively decided by officers of good above that single decision of the Supreme other than the judges, and that they may be dis- Court which adjudged that an act of the legislature regarded by such officers with impunity. It is contrary to the Constitution is void, and that the proper, however, to remark that the expression judicial department is clothed with the power to that this is "a government of laws and not a gov- ascertain the repugnancy and pronounce the legal ernment of men," was not original with Marshall, conclusion. That the framers of the Constitution nor did it profess to be. Public men and states- intended this to be so is certain; but to have asmen of that day throughout the colonies were pro- serted it against congress and the executive, to found students of political principles, and this have vindicated it by that easy, yet adamantine precise expression I have found in the Constitution demonstration than which the reasonings of matheof the State of Massachusetts, adopted in 1780.7 matics show nothing surer, to have inscribed this Perhaps the diligent inquirer might trace its origin vast truth of conservatism upon the public mind, further back or elsewhere. As we shall presently so that no demagogue not in the last stages of insee, the power here asserted to issue process to an toxication denies it-this is an achievement of executive officer was violently controverted by statesmanship (of the judiciary) of which a thouMr. Jefferson as long as he lived, and he always sand years may not exhaust or reveal all the good." insisted that the decision on this point was not only not law, but that the opinion thereon was extrajudicial.

3. The case also decided for the first time in the Supreme Court of the United States that an act of congress repugnant to the Constitution is void

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observe, not voidable, but void — and that it is not only within the power, but it is also the duty of the judicial department so to decide in any case properly before it involving the question. It is this point affirming the power and duty of the court to adjudge laws in conflict with the Constitution to be void that gives to that opinion, which has become the cornerstone of the constitutional law of this country, its vital and transcendent importance.

Thus. Parsons says:

"I should not do justice to my own deliberate belief, did I not say that I think this decision is not surpassed in the ability it displays, nor equalled in its utility, by any case in the multitudinous records of English or American jurisprudence." 8 Chancellor Kent's observations are not the less striking. He says:

“This great question may be regarded as now finally settled, and I consider it to be one of the most interesting points in favor of constitutional liberty and of the security of property in this country that has ever been judicially determined. In Marbury v. Madison this subject was brought under

(6) Historical Address upon the Supreme Court, Philadelphia, 1889: Miller on the Constitution, page 386.

(7) Part the First, Article XXX.

(S) American Law Review, 1865, page 432, "John Marshall.",

It has sometimes been claimed that Marshall's opinion on this point, as well as on the others, was obiter. In my judgment, it admits of doubt

whether the decision is obiter on either of the two propositions first-above mentioned. The point is, the power and duty of the courts to declare a legishowever, hardly worth discussing; but, as respects lative act in conflict with the Constitution to be void, the record clearly presented the question for decision, and the judgment and opinion of the court thereon were in no respect extra-judicial. This may readily be shown. The Constitution denied to the Supreme Court the power to issue, as an damus. The judiciary act, on the contrary, proexercise of original jurisdiction, writs of manvided, in terms, that the Supreme Court might issue original writs of mandamus to persons holding office under the authority of the United States; that is to say, the act of congress in this respect conflicted with the Constitution by attempting to confer a jurisdiction upon the Supreme Court which the Constitution had withheld. The court was, therefore, necessarily obliged to determine which controlled if the Constitution controlled, and if it belonged to the court to declare an act of the congress void, the writ must be denied; but, if the act of congress controlled, Marbury, having, as Marshall had shown, a legal right, was entitled to the writ.

I shall not, of course, undertake, nor is it necessary, to follow the reasoning of the Chief Justice sustaining the conclusion reached. Its essential

(9) Kent's Comm., vol. I., pp. 453, 454.

ground was that in this country the Constitution is ernment of law, not only for the people subjected

the supreme law; that by the Constitution the people limited the power of each department of government; that the Constitution fixes these limits, and in order that they may not be mistaken or forgotten the Constitution is cast in a written form. In any case properly brought before the judicial department it is the duty of that department to say what is the law that governs. If the terms of the Constitution and of the legislative act both apply to the case, and these conflict, the Court necessarily has to decide whether it will follow the Constitution or the legislative act. If the statute controlled, then Marshall observed “it reduced to nothing what we have deemed the greatest improvement on political institutions - a written Constitution - and this is of itself sufficient in America, where written Constitutions have been viewed with so much reverence, for rejecting such a construction." The conclusion of the court was expressed in language which constitutes the foundation and superstructure of American constitutional law, namely:

"It is essential to all written Constitutions that a law repugnant to the Constitution is void, and that the courts, as well as the other departments, are bound by that instrument."

That is to say, the federal Constitution is the supreme law, binding not only upon the people, but upon every department of the government, and the Supreme Court is its accredited and lawful expositor. Two propositions were here affirmed, namely, that a statute in conflict with the Constitution was void, and also that it is within the power of the judiciary so to determine. Although, when this opinion of the Chief Justice was delivered, there had been a few, but on the whole inconclusive, decisions to that effect, the question had never been decided by the Supreme Court. Indeed, the very year before, in the Supreme Court, in the case of Cooper against Telfair, Chase, J., a very able judge, said:10

"The general principles contained in the Constitution are not to be regarded as rules to fetter and control, but as matter merely declaratory. * * * And, although it is alleged that all acts of the legislature in direct opposition to the prohibitions of the Constitution would be void, yet it still remains a question where the power resides to declare it void. There is no decision of the Supreme Court on this point."

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Bound up in the decision of this cause were the essential elements of all that is distinctive in American governmental institutions. It is the American theory that all power proceeds from the people; that ours is a government, as Mr. Lincoln, on a memorable occasion, expressed it, of the people, by the people and for the people;" that, in establishing governments the people limit every department of governmental power; that these limits are prescribed in the Constitution to the end that they shall not be overpassed or disregarded. In short, that it is a gov(10) 4 Dallas Reports, 14, 1800.

to its authority, but for the officers who, for the time being, are charged with the administration of its affairs. It was a novel conception and device when it was established, and practically it has remained unique to this day. Its successful working for more than a century has attracted the observation and praise of foreign statesmen and publicists. Thus, Dicey says:

"This American system which makes the judges the guardians of the Constitution, provides the only adequate safeguard which has hitherto been invented against unconstitutional legislation. * * The glory of the founders of the United States is to have devised or adopted arrangements under which the Constitution became, in reality as well as in name, the supreme law of the land."'ll

In this America has given to the world the truest it is not extravagant to say, the most sublime conception of law that has ever existed. Let me make this plain. In other countries law is regarded as something that proceeds from the State, considered as sovereign, and therefore is binding alone upon the subject. This conception is defective in that it fails to realize that law has not reached its full development until it attains a complete supremacy by binding alike the State and the citizen or subject. This great conception has only been made a reality by the American device of written Constitutions, which are the supreme law of the land, since their provisions are obligatory upon rulers and those subjected to their rule, and equally enforceable against both in all judicial controversies, and, therefore, law in the fullest and strictest sense of the term. All these conceptions which lie at the very foundation of our political institutions, were decided in the case of Marbury against Madison, and are now an unquestioned part of the constitutional jurisprudence of this country.

HOW MARBURY'S DECISION WAS VIEWED BY

JEFFERSON.

This reference to the Marbury case would be historically incomplete without some notice of the manner in which the decision was received by the country. As the court held that it had no jurisdiction to issue the writ, none was issued, and therefore no judgment was entered in the cause which either the executive department or Mr. Madison, the defendant, was bound to obey. The executive department consequently had the power to disregard the decision without coming in conflict with the court, and it did so. I venture to say, however, that at the present day the executive department would not feel at liberty, at least in a case which involved only private rights, to pursue a court which was in conflict with the views of the Supreme Court, expressed in a deliberate opinion, although given in another cause, or in a cause wherein, as in Marbury's case, there was no judgment rendered capable of being

(11) Dicey, The Law of the Constitution, 2d ed., London, 1886, Lecture iv., p. 145.

enforced by the process of the court. But many things are settled in the year 1901-largely settled as the result of the acceptance of the principles of Marshall's judgments that were open and disputed in 1803, and, indeed, for many years thereafter. Marshall belonged to one political school, and Jefferson was the leader of the other. There were at that time reasonable grounds for the conflicting opinions. Marshall was penetrated by the sentiment and spirit of nationality, and believed that the Constitution properly construed, conferred upon the Union all the essential powers of national sovereignty. Jefferson believed that powers in the central government in such amplitude as Marshall held them to exist were dangerous to the existence of the States, and to the liberties of the people. He regarded Marshall's views with sincere alarm, and considered it a patriotic duty to resist and oppose them in every possible way. For this he should not be blamed, nor does it diminish our sentiments of respect and gratitude for his great public services. He will go down to posterity proudly holding in his hands the Declaration of Independence, and Marshall will go down holding in his the federal Constitution. I am not unmindful of the strength of party names and traditions and know how deeply the memory of Jefferson is still reverenced by our countrymen, but I am incapable, I trust, at any time, and especially at this time, of saying a word that could give the least offense to anyone who hears nie. I make these observations because I realize full well that "e'en in our ashes live their wonted fires," and in proceeding to state how Jefferson regarded the doctrines of Marbury's case, I wish it distinctly to appear that it is not done in any spirit of unfriendliness towards the memory of that distinguished patriot.

The fundamental article of Jefferson's creed was faith in the people, an assertion of their right to decide all matters pertaining to their welfare, and a firm conviction that their deliberate decision could be trusted; and the practical result of our national experience of more than one hundred years has justified Jefferson's faith in American popular government. As the champion of this principle Jefferson's triumph has been as great as the triumph of Marshall as the judicial expositor of the principle of nationality in the federal Constitution.

During the trial of Burr for treason, Jefferson wrote to United States District Attorney Hay, June 2, 1807:

"I observed that the case of Marbury v. Madison has been cited in the Burr case, and I think it material to stop at the threshold the citing that case as authority, and to have it denied to be law: 1. Because the other judges, in the outset, disclaimed all | cognizance of the case. * * This, then, was confessedly an extra-judicial opinion, and, as such, of no authority. 2. Because, had it been judicially | pronounced, it would have been against law; for to a commission, a deed, a bond, delivery is essential to give validity. * * * I have long

wished for a proper occasion to have the gratuitous opinion in Marbury v. Madison brought before the public and denounced as not law; and I think the present a fortunate one, because the case occupies such a place in the public attention. I should be glad, therefore, if, noticing that case, you could take occasion to express the determination of the executive that the doctrines of that case were given extrajudicially, and against law, and that their reverse will be the rule of action with the executive."12

Jefferson reiterated these views in his old age. In a letter to Justice Johnson, June 12, 1823, he criticises the Marbury case at length:

"This practice of Judge Marshall of travelling out of his case to prescribe what the law would be in a moot case not before the court, as in the case of Marbury v. Madison, is very irregular and very censurable. * * * Yet the case is continually cited by bench and bar as if it were settled law, without any animadversion on its being merely an obiter dissertation of the Chief Justice." "13

"No veto power, ancient or modern," said Jefferson on another occasion, "ever existed so formidable as this American irresponsible judicial veto - a power to dismiss laws as the president may dismiss officers under him."

The

THE DARTMOUTH COLLEGE CASE, 1819. In further illustration of the value and lasting influence of Marshall's constitutional judgments, I next refer to the case of Dartmouth College, perhaps the most celebrated of all the cases decided by him. Important it certainly is, but I do not consider it so vital to the Union as some other decisions of Marshall. In this assemblage of legislators and lawyers it cannot be necessary to state at any length the college case, even if time permitted. It involved the construction of the clause of the Constitution which ordains: No State shall make any law impairing the obligation of contracts." State of New Hampshire, without the consent and against the will of the college, made material changes in the mode of government of this institution as established in its charter, changes which took away the control of the college from the charter trustees, and subjected it to the control of officers, a majority of whom were to be appointed by the executive of the State. The highest court of New Hampshire sustained this legislation. Marshall, with the concurrence of all of his associates but one, reversed the judgment of the State court and held that the legislation of New Hampshire was in conflict with the clause of the Constitution which forbade the States from impairing the obligation of

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tween individuals. The great, the peculiar question in the case was: does it apply to any other class of contracts? Is a legislative charter when accepted and acted on by the grantee a contract between the State and the corporation as to the essential franchises and rights therein granted within the meaning of the clause of the federal Constitution above mentioned? The Supreme Court held that a legislative charter was such a contract and the consequence of course followed that the grant was irrevocable and could not be altered without the consent of the corporation, unless the power to do so was reserved, either generally or specially, when the charter was granted.

No case in the history of the court has excited more discussion or criticism than this one. The principle that there may be a legislative contract with a corporation that falls within the restraints imposed by the federal Constitution upon the power of a State to impair or destroy, has been often reaffirmed by the Supreme Court, has been generally acquiesced in by the State courts, and is a settled principle in our constitutional jurisprudence. Its application in the later judgments of the Supreme Court has been restricted so as to confine it to cases where there is a plain purpose on the part of the State founded upon a sufficient consideration to make an actual contract which the parties intend shall not be subject to future conflicting legislation on the part of the State.

I may, perhaps, venture to add that while in my judgment a legislative charter to a private corporation, so-called, as distinguished from a public or municipal corporation, may, within the meaning of the Constitution, be a 'contract," still the precise point of decision in the Dartmouth College case that the royal charter was such a contract, I cannot but regard as of questionable soundness, and it may be doubted, in the light of subsequent decisions, whether if it were presented de novo to the Supreme Court it would now be so held.

The beneficent effect of the decision in this case consists in the sanctity which it gave to all contracts by protecting them from hostile legislation. This principle has been uniformly applied by the Supreme Court, and innumerable acts of State legislation in conflict with it have been held void, and dishonor and repudiation prevented. The doctrine of the Dartmouth College case, as applied by the Supreme Court in its various decisions, is not only sound, but has been one of the chief causes of our individual and national prosperity.

mined the conflicting claims of the general and State government on points of great moment, but also laid down the true principles of construction by which the respective limits of their powers are ascertained, and it is, moreover, among the most striking examples of the wisdom of the framers of the Constitution in constituting the Supreme Court of the United States the tribunal to determine finally and peacefully competing pretensions of the States and the general government. The case was, in fact, a controversy between the United States and the State of Maryland, and involved, on the one hand, the constitutionality of an act of congress, and on the other, the constitutionality of a revenue statute of the State.

The war of 1812 was followed by a period of great financial distress, during which congress rechartered, in 1816, the Bank of the United States as a fiscal agency of the government. The act was approved by President Madison. The Constitution contains no express power to charter a bank or to create any corporation, and under the principle of strict construction (that no power exists unless expressly granted), the act would be unconstitutional, and such was the contention of the State of Maryland. Branches of the principal bank were established in several States, among others, in 1817, in Maryland, and had power to issue notes to circulate as money. The legislature of Maryland, the next year, enacted a statute taxing all banks or branches thereof located in that State not chartered by its legislature by requiring that notes issued by them should be upon stamped paper of the State. This legislation was aimed at the branch bank and was probably intended to tax it out of existence in the State of Maryland. The government claimed that this act, if applied to the branch bank in Maryland, was repugnant to the Constitution of the United States, and was, therefore, void. The branch bank, having refused to pay the tax, an action was brought to recover the amount thereof against Mr. McCulloch, its cashier; and this was the case which was finally presented for the decision of the Supreme Court of the United States, to which it was carried from the judgment of the Supreme Court of Maryland in favor of the State and against the bank.

The momentous questions which lay at the foot of this controversy were fully appreciated at the time. The case attracted universal attention. Counsel the most eminent were concerned in the argument. Pinkney and Wirt, with reputations brilliant and long established, appeared for the bank, and associated with them was a younger man- a

UNITED STATES BANK CASE. SUPREMACY OF THE rising luminary destined to become the greatest and

FEDERAL CONSTITUTION.

most illustrious constitutional lawyer at the bar that In further illustration of the permanent value and this country has ever produced - Daniel Webster. effect of Marshall's constitutional decisions I shall The State of Maryland was represented by counsel next refer to what was at the time known as the hardly less eminent - the celebrated Luther Martin, Bank case (reported.under the name of McCulloch Joseph Hopkinson and Walter Jones. The court against Maryland, decided in 1819). It presented waived its rule which permitted only two counsel questions vital to the very existence of the govern-on a side to be heard, and arguments were made by ment of the Union. Its decision not only deter- the six counsel without limit as to time.

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