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" System shall, by such rules and regulations as it may deem necessary or appropriate in the public interest or for the protection of investors, exempt, either unconditionally or upon specified terms and conditions or for stated periods, from the operation... "
Securities Activities of Commercial Banks, Hearings Before the ... - Página 216
1975 - 454 páginas
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 páginas
...the Commission may by such rules and regulations us it deems necessary or appropriate in the public interest or for the protection of investors, either...periods exempt from the operation of any one or more of the provisions of this act, which by their terms are inapplicable to an " exempted security " or...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...the Commission may by such rules ,-nid regulations as it deems necessary or appropriate in the public interest or for the protection of investors, either...the operation of any one or more provisions of this Act which by their terms are inapplicable to an "exempted security " or to " exempted securities."...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...public interest or for tbe protection of investors, either unconditional^ or upon specified terms nml conditions or for stated periods, exempt from the operation of any one or more provisions of this Act which by their terms are inapplicable to an " exempted security " or to " exempted securities."...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1934 - 922 páginas
...the Commission may by such mles and regulations as it deems neceRsary or appropriate in the public interest or for the protection of Investors, either unconditionally or upon specified a'rnis and conditions or for stated periods exempt from the operation of ;i!iy one or more of the provisions...
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Trading in Unlisted Securities Upon Exchanges: Hearing Before the Committee ...

United States. Congress. Senate. Committee on Banking and Currency - 1936 - 140 páginas
...The Commission may, by such rules and regulations as it deems necessary or appropriate in the public interest or for the protection of investors, either...terms and conditions or for stated periods, exempt such securities from the operation of any provision of sections 13, 14, or 16 of this title. "The Commission...
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Unlisted Securities: Hearing Before the Committee on Interstate and Foreign ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 36 páginas
...The Commisison may, by such rules and regulations as it deems necessary or appropriate in the public interest or for the protection of investors, either...terms and conditions, or for stated periods, exempt such securities from the operation of any provision of section 13, 14, or 16 of this title." SEC. 2....
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 páginas
...the Commission may, by such rules and regulations as it deems necessary or appropriate in the public interest or for the protection of investors, either...the operation of any one or more provisions of this title which by their terms do not apply to an "exempted security" or to "exempted securities." (13)...
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Decisions and Reports, Volumen8

United States. Securities and Exchange Commission - 1941 - 1124 páginas
...The Commission may. by such rules and regulations as It deems necessary or appropriate In the public Interest or for the protection of Investors, either...terms and conditions, or for stated periods, exempt such securities [securities for which unlisted trading privileges are continued or extended pursuant...
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Decisions and Reports, Volumen9

United States. Securities and Exchange Commission - 1943 - 1160 páginas
...The Commission may, by such rules and regulations as it deems necessary or appropriate in the public Interest or for the protection of Investors, either...terms and conditions or for stated periods, exempt such securities from the operation of any provision of section 13, 14, or 16 of this title. 1 Rule...
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Decisions and Reports, Volumen18

United States. Securities and Exchange Commission - 1950 - 948 páginas
...The Commission may, by such rules and regulations as it deems necessary or appropriate in the public interest or for the protection of Investors, either...terms and conditions, or for stated periods, exempt such securities from the operation of any provision of section 13, 14, or 16 of this title. THE BACKGROUND...
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