Hidden fields
Libros Libros
" ... if and to the extent that such exemption is necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title. "
Investment Company Act Amendments of 1967: Bank and Insurance Company ... - Página 34
por United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1968 - 169 páginas
Vista completa - Acerca de este libro

Decisions and Reports, Volumen11

United States. Securities and Exchange Commission - 1945 - 1290 páginas
...would be necessary or appropriate in the public interest and consistent with the protection of the investors and the purposes fairly intended by the policy and provisions of the Act. As we stated in our findings and opinion in American Participations, /no., et al., 10 SEC...
Vista completa - Acerca de este libro

Decisions and Reports, Volumen35

United States. Securities and Exchange Commission - 1957 - 756 páginas
...transactions, from any provision or provisions of this title or of any rule, or regulation thereunder, if and to the extent that such exemption Is necessary...fairly intended by the policy and provisions of this title." 35 SEC— IC — 40 1984 tinuous maturing and liquidation of American Annuity's outstanding...
Vista completa - Acerca de este libro

Decisions and Reports, Volumen23

United States. Securities and Exchange Commission - 1953 - 824 páginas
...transactions, from any provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary...fairly Intended by the policy and provisions of this title. More particularly, applicant seeks an order or orders of exemption, pursuant to the authority...
Vista completa - Acerca de este libro

Decisions and Reports, Volumen28

United States. Securities and Exchange Commission - 1955 - 1022 páginas
...transactions, from any provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary...fairly intended by the policy and provisions of this tide. " 'Bankers Securities Corporation, et al., 24 SEC 398(1946); Bankers Securities Corporation,...
Vista completa - Acerca de este libro

Decisions and Reports, Volumen9

United States. Securities and Exchange Commission - 1943 - 1160 páginas
...view of the peculiar circumstances of this case, we are of the opinion that the public interest and protection of investors and the purposes fairly intended by the policy and provisions of the Act do not at this time require that the corporation be subject to the provisions of the Investment...
Vista completa - Acerca de este libro

Decisions and Reports, Volumen24

United States. Securities and Exchange Commission - 1953 - 734 páginas
...and Its exercise were reasonable and fair and to urge that the requested exemption should be granted. protection of investors and the purposes fairly intended by the policy and provisions of the Act and that applicant has therefore made out a proper case for exercise of our exemptive powers...
Vista completa - Acerca de este libro

Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...transactions, from any provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary...fairly intended by the policy and provisions of this title. (d) If, in connection with any rule, regulation, or order under this section exempting any investment...
Vista completa - Acerca de este libro

United States Code, Volumen2

United States - 1953 - 1692 páginas
...this subchapter and sections 72 (a) and 107 (f) of Title 11 or of any rule or regulation thereunder, MMERCE AND TRADE fendant resides or is found or has...sustained, and the cost of suit, including a reasonabl subchapter and sections 72 (a) and 107 (f ) of Title 11. (d) The Commission, by rules and regulations...
Vista completa - Acerca de este libro

Bank Holding Legislation: Hearings Before the Committee on ..., Partes1-3

United States. Congress. Senate. Committee on Banking and Currency - 1953 - 854 páginas
...transactions, from any provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary...fairly intended by the policy and provisions of this title. (d) The Commission, by rules and regulations or order, shall exempt a closed-end investment...
Vista completa - Acerca de este libro

Amending Securities Act of 1933, Securities Exchange Act of 1934, Trust ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1954 - 168 páginas
...overstated that position. If you will read section 6 (c) you will see that it sets forth a standard "to the extent that such exemption is necessary or...fairly intended by the policy and provisions of this title." Now, there is a provision that there be a minimum capital of $100,000 in order to start «n...
Vista completa - Acerca de este libro




  1. Mi biblioteca
  2. Ayuda
  3. Búsqueda avanzada de libros
  4. Descargar EPUB
  5. Descargar PDF