| United States. Securities and Exchange Commission - 1945 - 1290 páginas
...would be necessary or appropriate in the public interest and consistent with the protection of the investors and the purposes fairly intended by the policy and provisions of the Act. As we stated in our findings and opinion in American Participations, /no., et al., 10 SEC... | |
| United States. Securities and Exchange Commission - 1957 - 756 páginas
...transactions, from any provision or provisions of this title or of any rule, or regulation thereunder, if and to the extent that such exemption Is necessary...fairly intended by the policy and provisions of this title." 35 SEC— IC — 40 1984 tinuous maturing and liquidation of American Annuity's outstanding... | |
| United States. Securities and Exchange Commission - 1953 - 824 páginas
...transactions, from any provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary...fairly Intended by the policy and provisions of this title. More particularly, applicant seeks an order or orders of exemption, pursuant to the authority... | |
| United States. Securities and Exchange Commission - 1955 - 1022 páginas
...transactions, from any provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary...fairly intended by the policy and provisions of this tide. " 'Bankers Securities Corporation, et al., 24 SEC 398(1946); Bankers Securities Corporation,... | |
| United States. Securities and Exchange Commission - 1943 - 1160 páginas
...view of the peculiar circumstances of this case, we are of the opinion that the public interest and protection of investors and the purposes fairly intended by the policy and provisions of the Act do not at this time require that the corporation be subject to the provisions of the Investment... | |
| United States. Securities and Exchange Commission - 1953 - 734 páginas
...and Its exercise were reasonable and fair and to urge that the requested exemption should be granted. protection of investors and the purposes fairly intended by the policy and provisions of the Act and that applicant has therefore made out a proper case for exercise of our exemptive powers... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...transactions, from any provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary...fairly intended by the policy and provisions of this title. (d) If, in connection with any rule, regulation, or order under this section exempting any investment... | |
| United States - 1953 - 1692 páginas
...this subchapter and sections 72 (a) and 107 (f) of Title 11 or of any rule or regulation thereunder, MMERCE AND TRADE fendant resides or is found or has...sustained, and the cost of suit, including a reasonabl subchapter and sections 72 (a) and 107 (f ) of Title 11. (d) The Commission, by rules and regulations... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1953 - 854 páginas
...transactions, from any provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary...fairly intended by the policy and provisions of this title. (d) The Commission, by rules and regulations or order, shall exempt a closed-end investment... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1954 - 168 páginas
...overstated that position. If you will read section 6 (c) you will see that it sets forth a standard "to the extent that such exemption is necessary or...fairly intended by the policy and provisions of this title." Now, there is a provision that there be a minimum capital of $100,000 in order to start «n... | |
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