Proposed Mellon-Dreyfus Merger: Hearings Before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, Second Session, March 2 and 3, 1994, Volumen4U.S. Government Printing Office, 1994 - 972 páginas |
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accounts affiliates applicable approval assets bank customers bank holding company bank securities activities bank's banking regulators bonds broker broker-dealers brokerage Cahouet cancelled certificates capital certificates of deposit Chairman Citibank compliance Comptroller consumer CUSIPS DAN SCHAEFER Debentures December 31 depository institution DINGELL disclosures Dreyfus Corporation Dreyfus Funds enforcement actions engage entity examination Exchange Act federal banking laws Federal Reserve federal securities laws fiduciary filed funds and annuities Glass-Steagall Act guidelines Interagency Statement investment adviser investment company involved issues letter LEVITT Lincoln Savings LUDWIG Mellon Bank Corporation merger mutual funds NASD national banks nondeposit investment products OCC's Office operating subsidiary oversight policies and procedures proposed prospectus purchase pursuant registered regulatory requirements risk rules safety and soundness sales of mutual SCHAEFER Section Securities and Exchange sell SIPC sold staff Subcommittee Supervision third party transaction transfer agent underwriting violations