 No officer, director, or employee of any corporation or unincorporated association, no partner or employee of any partnership, and no individual, primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale or retail,...  Bank holding company legislation and related issues: hearings before the ... - Página 696por United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation and Insurance - 1980Vista completa - Acerca de este libro
 | United States. Congress. Senate. Committee on Banking and Currency - 1932 - 576 páginas
...member bank thall be affiliated in any manner described in section 2 (b) hereof with any corporation, association, business trust, or other similar organization...public sale, or distribution at wholesale or retail, of stocks, bonds, debentures, notes, or other securities. " For every violation of this section, the... | |
 | United States. Office of the Comptroller of the Currency - 1934 - 702 páginas
...from the date of its enactment, no member bank shall be affiliated in any manner with any corporation, association, business trust, or other similar organization...stocks, bonds, debentures, notes, or other securities. Violation of this section subjects the member bank to a penalty not exceeding $1,000 per day for each... | |
 | New York (State) - 1935 - 1282 páginas
...associations pro- tion, business trust, or similar organization engaged principally in wwted. tjle jssue> flotation, underwriting, public sale, or distribution...stocks, bonds, debentures, notes or other securities. § 2. Section one hundred and ninety of such chapter is hereby I wo. amended by adding thereto a new... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1935 - 368 páginas
...section 32 of the Banking Act of 1933, as amended, is amended to read as follows : primarily engaged in the issue, flotation, underwriting, public sale,...through syndicate participation, of stocks, bonds, or other similar securities, shall serve at the same time as an officer, director, or employee of any... | |
 | United States. Congress. House. Temporary National Economic Committee - 1939 - 1506 páginas
...member bank shall be affiliated in any manner described in section 2 (b) hereof with any corporation, association, business trust, or other similar organization...stocks, bonds, debentures, notes, or other securities. For every violation of this section the member bank involved shall be subject to a penalty not exceeding... | |
 | United States. Congress. House. Temporary National Economic Committee - 1939 - 1396 páginas
...any manner described in Section 2b hereof with any corporation, association, business trust, or any other similar organization engaged principally In...participation of stocks, bonds, debentures, notes, or other securities.1 Do I understand that you take the position that the Bankers Trust as agent could do the... | |
 | United States - 1971 - 1248 páginas
...unincorporated association, no partner or employee of any partnership, and no individual, primarily engaged In the Issue, flotation, underwriting, public sale,...through syndicate participation, of stocks, bonds, or other similar securities, shall serve the same time as an officer, director, or employee of any... | |
 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1947 - 1026 páginas
...32 of the Act prohibits, inter alia, any partner or employee of any partnership "primarily engaged in the issue, flotation, underwriting, public sale,...through syndicate participation, of stocks, bonds, or other similar securities" from serving at the same time as an officer, director, or employee of... | |
 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1947 - 1002 páginas
...32 of the Act prohibits, inter alia, any partner or employee of any partnership "primarily engaged in the issue, flotation, underwriting, public sale,...through syndicate participation, of stocks, bonds, or other similar securities" from serving at the same time as an officer, director, or employee of... | |
 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1947 - 1000 páginas
...32 of the Act prohibits, inter alia, any partner or employee of any partnership "primarily engaged in the issue, flotation, underwriting, public sale,...through syndicate participation, of stocks, bonds, or other similar securities" from serving at the same time as an officer, director, or employee of... | |
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