 | United States. Securities and Exchange Commission - 1939 - 1152 páginas
...in the public interest and (a) that such broker or dealer has wilfully made in any application for registration any statement which was at the time and...or misleading with respect to any material fact, or (b) that he has been convicted within the last ten years preceding the filing of any such application... | |
 | United States - 1955 - 54 páginas
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. (5)... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1955 - 728 páginas
...a registration statement as provided in subsection (d) of section 15 of this title, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact, shall be liable to any person (not knowing that such statement was false or misleading)... | |
 | United States. Congress. Senate. Committee on the Judiciary - 1956 - 1588 páginas
...or in any proceeding before the Commission with respect to registration pursuant to this subsection any statement which was at the time and in the light...or misleading with respect to any material fact or (b) has been convicted within ten years preceding the filing of any such application or at any time... | |
 | United States. Congress. Senate. Committee on the Judiciary - 1956 - 698 páginas
...or in any proceeding before the Commission with respect to registration pursuant to this subsection any statement which was at the time and in the light...or misleading with respect to any material fact or (b) has been convicted within ten years preceding the filing of any such application or at any time... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1956 - 424 páginas
...a registration statement as provided in subsection (d) of section 15 of this title, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact, shall be liable to any person (not knowing that such statement was false or misleading)... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1958 - 1474 páginas
...statement in any report or document required to be filed under any such rule or regulation, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact." Mr. MCCAULEY. If I could paraphrase first section 32, it says : Any person who willfully... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 páginas
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. (5)... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 páginas
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. (5)... | |
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Commission with respect to registration, any statement which was at the time and in the light of the circumstances under which it was made false or misleading with respect to any material fact... 
