Securities arbitration for brokers, attorneys, and investors
Contrasting arbitration of securities disputes with litigation in the courts, this book reviews the interaction of federal securities laws and arbitration in light of caselaw. The common law view of arbitration and the Federal Arbitration Act of 1925 are discussed, as are the arbitration process and forums within the securities industry.
Print Book, Undefined, 1994
Quorum Books, Westport, Conn. [u.a.], 1994
XXIX, 425 S.
9780899306827, 0899306829
1072578313
Preface Dispute Resolution Methods The History of Arbitration The Law of Arbitration Generally Statutory Arbitration Finality of Arbitration Agreement to Arbitrate Securities Disputes The Problem of Arbitration and The Securities Law Interpretations of Federal Arbitration Act in Securities Cases Forums for Securities Arbitration Litigation or Arbitration? Securities Industry Arbitration Panels Types of Claims in Securities Cases Procedures To Arbitrate a Claim in Securities Arbitration Discovery and Other Pre-Hearing Matters The Hearing The Award Post Award Matters and Appeal of the Arbitration Award The Future of Securities Arbitration Index